FIN Compliance is a consortium of compliance consulting and continuity management solutions designed to help boutique investment advisors to structure, maintain, and develop their internal regulatory review, disclosure, and training programs.
- Compliance Consulting/Technology
- Marketing/Tech support.
- Calendar/Zapier Integrations
Third Party/Partner Offers:
- Cybersecurity/Due Diligence software
- Continuing Education (NASAA, Fiduciary, Insurance, Designations)
- Compliance Controls (Archiving, DOL Software, Trade Monitoring)
Contact us for more information – https://FINCompliance.io